Compliance Supervisor
| Company: | Ecruit |
|---|---|
| Salary: | £-1 - £-1 |
| Hours: | Full-time |
| Location: | Mayfair (Greater London, England) |
| Working pattern: | On-site |
| Job type: | Permanent |
| Posting date: | 31 Jul 2026 |
| Closing date: | 30 Aug 2026 |
Summary
Compliance Supervisor
Location:
Hammersmith and Mayfair, London
Working pattern:
Full time - Office-based (4 days per week)
Salary:
Up to £46,000
Benefits
8% NEST pension: 3% employer and 5% employee
Support with professional development and qualifications
About Capricorn
Capricorn is a fast-growing, London-based mortgage and protection advisory business supporting a high-performing network of self-employed advisers.
We are ambitious, entrepreneurial and commercially focused, with a strong culture of accountability, collaboration and positive customer outcomes. Compliance is central to how we develop advisers, deliver good advice and grow sustainably.
The opportunity
We are looking for an experienced Compliance Supervisor with a strong background in
mortgage compliance
.
This is a hands-on role combining adviser supervision, file reviews, coaching and regulatory support. You will work closely with advisers, Team Leaders, the Compliance Director and senior leadership to identify risks early and maintain high standards.
The role
Conduct one-to-one adviser supervision reviews
Review mortgage and protection cases and audit client meetings
Provide practical coaching, feedback and regulatory guidance
Support new advisers through the competency process
Help existing advisers maintain competence
Identify trends, risks and development needs
Produce clear supervision records and action plans
Escalate concerns and monitor remedial actions
Support Consumer Duty and wider compliance projects
About you
You will be confident, credible and solutions-focused, balancing robust oversight with practical adviser support.
You will have:
Experience in a mortgage compliance, supervision or file-review role
Strong knowledge of FCA mortgage regulation
Experience reviewing mortgage advice and suitability
Knowledge of protection advice, Consumer Duty and Training and Competence requirements
The confidence to coach, influence and challenge advisers
Strong organisation and attention to detail
CeMAP or an equivalent mortgage qualification
Desirable
Experience supervising self-employed advisers
Experience within an Appointed Representative network
Level 4 Diploma or J07 qualification
This is a visible and influential role for someone who wants to help shape compliance standards within an ambitious, growing mortgage business.
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